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A
Plethora of Phoney Firsts in Creator’s Rights
But
Mostly Palmer Cox and His Diminutive Brownies
Whether
out of sturdy purpose or sheer perversity, Bud
Fisher, as we saw when celebrating the
centennial of the daily newspaper comic strip (here below, November
2007), advanced the cause of creator’s rights at a time when
the concept was stunningly unheard of. The work of cartoonists was
not seen then as “art” in any sense that made them
creators; and the notion of a newspaper artist having any rights at
all was scarcely on a firm footing. Fisher copyrighted Mutt
and Jeff in 1907, virtually at the birth of
the strip, and, later, registered the name as a trademark. And these
two acts (the first, a furtive coup behind his editor’s back)
established his rights to a property that was eventually worth
thousands, even millions, to the owner.
Comic
book cartoonists have so recently acquired the chutzpah to demand
ownership of their work that we usually think that the cartoonist’s
owning his own work is an uncommon circumstance. And it is. Or has
been. Comic book publishers and feature syndicates have long presumed
to own the work of those who produce for them. But that was not
always the case. And, indeed, creator ownership is not unprecedented
in the annals of cartooning, and, in fact, the precedents oft
referred to (Gene Ahern, Milton Caniff, Roy
Crane) are not actually precedential.
Histories
of comics usually cite Caniff as having plowed a new furrow when he
gave up Terry and the Pirates in 1946 in order to start a new strip, Steve
Canyon, that he, not the syndicate, would
own. Certainly there was enough ballyhoo about Caniff’s move to
attract attention—both at the time and in the history books.
But he wasn’t the pacesetter. Gene Ahern had done the same in
1936 when he defected from the NEA syndicate and his panel feature Our Boarding House to start Room
and Board, a virtual carbon copy of his NEA
cartoon, at King Features. And Roy Crane jumped the NEA ship, too—in
1943, leaving Wash Tubbs and Captain Easy and starting Buz
Sawyer at King. Both Ahern and Crane secured
the rights to their new strips.
All
three of these cartoonists displayed no little daring in their
desertions: they were leaving highly regarded features in order to
gain ownership of their work, and they could have no way of knowing
whether their new creations would be as popular as their first-born.
And in all three instances, although the new strips were highly
polished examples of the cartooning craft, it seems to me (and other
observers of similarly dubious astuteness) that all three lacked the
spark that had ignited and energized their predecessors.
The
case of Bud Fisher demonstrates that Caniff wasn’t the first to
own his strip. Nor was Crane nor Ahern. Fisher, however, was not the
first cartoonist to see the value in copyrighting his work. Nor were
his legal battles 1915-1921 against the Hearst Works the first on
behalf of a creator’s right to his intellectual property.
The
first legal battle over a cartoonist’s right to his work was
probably in 1906 when Richard Outcault sued the New York Herald.
Outcault had originated Buster Brown in May 1902 at the Herald, then left at the end of 1905 for the greener pastures William
Randolph Hearst was cultivating at the New
York Journal. (And this wasn’t the
first time Hearst had lured Outcault to his side: he’d done it
when Outcault was producing the Yellow Kid at the New York World, too, ten years earlier.) The Herald continued to
publish Buster Brown after Outcault’s departure, hiring another artist to do it.
Outcault’s suit argued that he had an exclusive right to his
creation and that the Herald ought
to stop publishing Buster Brown. The Herald counter-sued, maintaining that Buster Brown was its property and that it had a right to continue its publication.
The
two cases, oddly, were tried in the same court by the same judge. The
judge found in favor of the Herald in
the second case, holding that the strip had become an exclusive
trademark of the newspaper through its continued copyrighted
publication over the previous three-and-a-half years. As for
Outcault’s contention, the judge denied it. Outcault, who had
not copyrighted the strip in his name, attempted to assert some
“common law title to the individual figures displayed, which he
can maintain to the exclusion of others” —a notion the
judge found no authority to support, saying it was therefore
“entirely novel and does not commend itself as sound.”
Mark
D. Winchester covers all this litigious ground in an article in the
short-lived Inks: Cartoon and Comic Art
Studies in May 1995 (Volume 2, Number 2). He
summarizes the effect of the judge’s decision: “In the
view of the court, the title (Buster Brown) and the individual published drawings were subject to copyright, but
the characters in general (including elements of likeness, costume,
and demeanor) were not tangible enough to merit copyright nor
trademark. Outcault was free to use the character of Buster
Brown but not the name or the title.”
By the same token, the Herald was
free to hire another artist to produce Buster
Brown and to continue to publish the feature
under that name.
If
this verdict sounds familiar, it’s because so many histories of
cartooning have referred to it as a landmark decision. But they
usually say the decision was arrived at in regard to Rudolph
Dirks’ Katzenjammer Kids.
Or Outcault’s earlier creation, the Yellow Kid. I’ve seen
both the Dirks’ case and the Yellow Kid case called “landmark
decisions” that establish exactly the same thing—namely,
that the newspaper has a right to the title of the strip but the
creator “owns” the characters and can therefore produce
features about them elsewhere with impunity. Clearly, neither the
Dirks’ case nor the Yellow Kid case were “landmark
decisions”: a landmark decision is a watershed event, and if
one had been a landmark decision, the other would not be.
In
the Dirks’ case, according to popular mythology, the cartoonist
went on vacation from the Hearst paper and when he returned, he found
that Hearst had hired someone else to continue The
Katzenjammer Kids and wouldn’t hire
Dirks back. So Dirks went to the rival New
York World and started drawing Hans and Fritz
again. Hearst filed an objection, and the subsequent legal action
produced a “landmark decision” that gave Dirks the right
to draw the characters but not to use the title, which was deemed the
property of Hearst’s Journal.
What
actually happened, according to Winchester’s well-documented
article, is that Hearst brought a suit to restrain Dirks from working
for the competition on the grounds that the Journal had a contract with Dirks that included an exclusivity clause. The
judge threw the case out, though, because Hearst evidently expected
the contract to enable him to keep Dirks off the payroll while also
preventing his working anywhere else at his trade. “Unenforceable
to injunction” was the verdict. Nothing about a creator’s
right to his characters or a newspaper’s right to the title.
The
Yellow Kid case is another figment, Winchester believes. If there had
been a Yellow Kid case establishing the precedent that was actually
established in the Buster Brown case, then the Buster Brown case would never have made it to a courtroom. What’s more,
Winchester, who searched court records for the period, could find no
record of a Yellow Kid case.
Probably,
the “Yellow Kid case” was invented by historians who,
familiar with present-day litigiousness, assumed that everyone in
1896 was similarly eager to dash into court at the slightest
provocation and that, therefore, there must have been a Yellow Kid
case because two newspapers, Hearst’s New York Journal, and Joseph Pulitzer’s New York World, both
published a cartoon feature starring the same jug-eared, bald-headed
kid in a yellow nightshirt. Surely, both could not legally publish
the same feature. Surely, there must’ve been a suit.
Nope.
Not so. Or, if so, there’s no record of it. Perhaps the case
was settled out of court, but if it had been, then Outcault, who was
involved in both the Yellow Kid and Buster
Brown cases, would probably have made some
reference in the Buster Brown effort to a previous legal maneuver. But there is no reference to a
Yellow Kid decision, in or out of court, in the records of the Buster
Brown case.
On
the face of it, the Buster Brown case seems to have affirmed in a court of law what was already
accepted in common practice. And it was probably a common practice as
far back as the time that the Journal and the World fought
circulation battles with the Yellow Kid in the trenches—or,
less metaphorically, posters of the Yellow Kid on the delivery wagons
taking bundles of newspapers to street vendors throughout lower
Manhattan.
And
Outcault was doubtless thoroughly aware of the practice. So was
Hearst and so was Pulitzer. When Outcault left the World in October 1986 to produce the Yellow
Kid cartoon for Hearst’s Journal,
the name of the feature was changed from “Hogan’s Alley”
(the title used at the World) to “McFadden’s Row of Flats.” Clearly, the
supposition at the Hearst paper was that the World “owned” the title “Hogan’s Alley.” And
so the Journal expected to avoid legal action by changing the name of the cartoon.
But the characters were the same in both features.
Still,
Outcault evidently knew the value of owning the fruits of his
creative labors. Just before leaving the World for the Journal, he
filed an application (dated September 7, 1896) with the Library of
Congress for copyright on “The Yellow Dugan Kid” (Mickey
Dugan was the Kid’s actual name). Outcault’s letter
describes the Kid’s unique features (big ears, bald head, only
two teeth) and is accompanied by a sketch of the character. It’s
not clear whether Outcault’s application was successful. He
filed two more attempts before the end of the year, and while all
three applications bear “copyright registration” numbers,
those numbers may be simply log numbers, indicating that the
application had been received. Ian Gordon (in his book, Comic
Strips and Consumer Culture) reports that a
letter from the Treasury Department dated April 15, 1897, “stated
that on the advice of the Librarian of Congress the department held
that only the title ‘The Yellow Kid’ and not the Kid’s
likeness had been copyrighted because of an irregularity in the
application.”
There
seems to be no subsequent application so presumably Outcault was
satisfied to have copyrighted just the name of his creation, whatever
the “irregularity” in his application may have been.
And
probably owning the name of one’s creation was sufficient.
Outcault certainly went to court enough in later years. The Yellow
Kid had been widely merchandised, his likeness appearing on all sorts
of products. Presumably, Outcault profited not at all from these
enterprises. And he doubtless resolved not to be left out in the cold
ever again. In the teens, he formed an agency to merchandise his
characters (mostly Buster Brown), and in those years, Winchester
tells us, the cartoonist brought more than thirty lawsuits against
entities that used his creations without permission or payment of
fees.
That
Outcault realized early the importance of owning a copyright to his
character is evident not only in his 1896 applications for copyright
but in one of the very earliest appearances of the character that
later became known as the Yellow Kid.
The
first cartoons with discernible Yellow Kids in them Outcault did for Truth magazine. A
bald-headed toddler in a plain white nightdress first appeared in a
cartoon published in the June 2, 1894 issue; then again in issues for
July 14 and September 15 and February 9, 1895. The latter was
subsequently reprinted in the World on February 17 (becoming, thereby, the first newspaper incarnation of
the Yellow Kid; all four of the first Yellow Kids appear in our
Gallery at the end of this scroll). The February cartoon depicts a
street urchin who is painting large eyes on the face of another kid,
saying, “Dere, Chimmey! If Palmer Cox wuz t’ see yer,
he’d git yer copyrighted in a minute.” The prototypical
Yellow Kid is but one of several witnesses to this witticism, and
it’s the witticism that reveals just how widely it was realized
that copyrighting something was a canny business practice. There’d
be no joke here if Outcault couldn’t rely on his readers
knowing that Palmer Cox had copyrighted his Brownies and was zealous
in pursuing his creator’s rights.
The
Yellow Kid stands at the threshold of comic strip history not so much
because he was the first newspaper comic character (he wasn’t)
or the first character to appear in “strip” form (he
wasn’t) but because he demonstrated the enormous potential of
newspaper cartoon features. He was, as I said, a combatant in the
circulation war between Hearst and Pulitzer, and he was a significant
enough figure in the fight to be recruited by both publishers. His
significance is further attested to by his name being appropriated to
describe the sensational journalistic techniques practiced at the Journal and the World —which were dubbed, by innocent witnesses to the warfare, “the
Yellow Kid journals” or the “yellow journals,”
hence, “yellow journalism.” And, finally, the widespread
merchandising of the character showed newspaper publishers just how
potent an economic force a popular newspaper comic character could
be. Without such a creation as the Yellow Kid, it can be supposed
that newspapers would have taken somewhat longer to install comics as
regular features. But it was Palmer Cox, more than the Yellow Kid and Outcault, who demonstrated the
merchandising prowess of a pen-and-ink creation and, thereby, the
importance of copyrighting one’s characters.
Cox,
born in 1840 in the Scottish settlement of Granby, Quebec, moved to
San Francisco in 1862 where he built a business as a railroad
contractor and spent his evenings studying art at the San Francisco
Graphic Club. By 1870 he was illustrating his own humorous prose and
verse for such publications as the Golden Era,
Alta California, and the San
Francisco Examiner. According to Wayne Morgan
in an unpublished article, Cox, inspired by Mark Twain’s 1872 Roughing It, assembled
his previously printed articles and illustrations for book
publication as Squibs of California, and, after successfully approaching Twain’s publisher, went to
New York in October 1875 to see his book published and, at the age of
35, to launch himself into a career as an artist and writer.
He
began as a cartoonist. His earliest work in the city appeared in the Daily Graphic, one of
the first newspapers to regularly use illustrations, including
cartoons. Cox’s first published work there was a comic strip
that he had sold to the paper before leaving California. Cox also
contributed to Wild Oats,
one of several humorous weekly magazines then on the newsstands (and,
lasting eleven years, deserving to share history’s hallmark
with Puck, Judge and Life). His first work for it appeared
December 15, 1875, and a week later, the magazine published his
12-panel, 2-page comic strip, “Mr. And Mrs. Sticker Prepare to
Kill Their Christmas Pig,” about a husband and wife who buy a
live pig and take it home to butcher but are so frustrated that the
husband finishes by blowing the pig to smithereens. Two weeks later,
Cox was back with “The Adventures of Mr. And Mrs. Sprawl and
Their Christmas Turkey,” subtitled “A Crashing, Chasing,
Tearful Tragedy but Happily Ending Well,” each of its 24 panels
accompanied by a couplet beneath. Both instances merely serving to
demonstrate that the comic “strip” form was fairly
commonplace by 1875. They also reveal Cox’s gift for physical
comedy, of which we’ll have a few examples in the Gallery at
the end.
Cox
also did cartoons that commented on local events. Morgan describes
one: “In ‘The Sharpness of the Brooklyn Police’
(February 2, 1976), two constables stand over a body which is face
down with a knife protruding from the back. One officer responds to
his cohort’s suggestion that they have come across another
murder with, ‘Murder! Nonsense! It’s a clear case of
suicide.’”
In
1876, Cox arranged for the publication of a self-covered booklet of
humorous sequential drawings entitled Hans von
Pelter’s Trip to Gotham in Pen and Pencil, about a rube from Hoboken. Writes Morgan: “While von Pelter
views a sculpture of a nude in an art gallery, his satchel, loaded
with sausage and Limburger cheese, attracts a dog. The statue is
knocked over, and a trip to the courthouse ensues where the policeman
and judge are driven out by the odor of the evidence, and Hans
escapes to his Hoboken home.” The next year, Cox produced a
similar booklet, How Columbus Found America,
in which Columbus, after funding and equipping an ocean-crossing
vessel to realize his life-long desire to discover the New World,
finds his historic triumph spoiled when he encounters a Dutchman “who
had accidentally been swept across the ocean and, upon arrival, had
set up a saloon.” Consisting of 64 drawings at the rate of two
per page, Columbus was
the prototypical comic book. (Perhaps Hans von
Pelter was, too, but Morgan doesn’t
describe it, and since I’m relying on his work here, I can’t
say.)
By
the end of the decade, Cox was writing and drawing stories for
children that were published in Harper’s
Young People, Wide Awake, and St.
Nicholas magazines. And in February 1883, he
produced the first of a series with which his name would be linked
for posterity, “The Brownies’ Ride,” in St.
Nicholas. Three drawings depicting diminutive
bug-eyed elfin characters with large heads were accompanied by
rhyming text, the combination retailing the adventure of the Brownie
Band in borrowing a farmer’s horse for a night and returning
her by sunrise. Cox’s fortune was about to be made.
In
assembling the Brownies, Cox was recalling his own youth, Morgan
says: “As a child he had heard, from both his mother and his
stepmother, Scottish folktales featuring brownies, who were members
of the fairy world whose principal attribute was helping with house
and farm chores while the household slept.” The essence of the
Brownies’ appeal, Morgan goes on, is immediately evident in the
inaugural tale: “the child-like curiosity and sense of fun, the
democratic comradeship of a leaderless band in a parentless world and
the investigation of the contemporary world.”
Over
the previous several years, Cox had built his own successful
advertising agency, and once the Brownies proved their popularity, he
employed them as shills for his clients’ products. The Brownies
sold Ivory Soap for Proctor & Gamble in more than forty ads that
ran from 1883 to 1886, a period coinciding with Ivory Soap’s
emerging dominance in the domestic soap market. According to Morgan,
“Cox exercised full control over his creations. Although he
could not copyright the word ‘Brownie’ since it was
deemed to be in common usage, he consciously took full advantage of
whatever protection existing legislation could afford his texts and
images.” In short, he copyrighted every publication of his
creations—much in the fashion of a newspaper or magazine.
“When
copyright law became more inclusive in 1891, Cox immediately applied
for a copyright and patent for [each of the] twelve Brownie
characters (awarded January 15, 1892),” Morgan observes. “By
this time, Cox had done comic strips and comic books, developed
continuing characters in printed media, placed them in advertising,
and was well on his way to developing licensing and merchandising.”
Dolls and other toys soon followed. In 1887, the first of thirteen
Brownie books had been published, and in 1903, Cox began a Brownie
comic strip for the Sunday funnies at the New
York Herald, hoping to create something for
young readers that was more suitable than the vulgar comedic violence
that then prevailed in the Sunday supplements. Entitled The
Brownies in the Philippines, it featured a
new Brownie who looked like Teddy Roosevelt. It was not widely
syndicated, Morgan says, but a successor, The
Brownie Clown of Brownie Town (1907-08), did
better.
Cox
remained a bachelor all his life, believing that marriage would
interfere with a creative career. In a 1916 letter to an old friend,
quoted by Morgan, Cox said he preferred “to fight alone without
[any marital] responsibility” holding him back and maintained
that had he married, “there would have been no Brownie Band
roaming the world.” When he retired, he returned to Granby in
rural Quebec, where he died in his Brownie Castle in July 1924.
Cox’s
creation of iconic characters in popular culture was matched,
easily—perhaps surpassed—by his business acumen. “Most
significantly,” Morgan observes, “Cox’s success in
owning his characters set the pattern for comic artists and
children’s writers thereafter. He developed licensing and
merchandising, two forms of commerce most associated with comics.”
But
even Cox, for all his persistence and diligence, could not, at last,
reserve the Brownies for his exploitation alone. Before long, others
deployed his elfin creations, or, at least, reasonable facsimiles.
And by 1900, Eastman Kodak had appropriated the name “Brownie”
for its new diminutive camera—without permission—and used
Cox-like Brownie characters in ads for the camera. By then,
presumably, the term was commonly used in connection with anything
small, much as “Kleenix” would later come to mean any
tissue. As a further instance of poaching, in 1924, the year Cox
died, A. Flanagan Company of Chicago published Ten
Little Brownie Men by N. Moore Banta and
Alpha Banta Benson; their Brownies looked just like Cox’s,
with, albeit, some minor differences almost too slight to be noticed
by anyone but a copyright lawyer.
But
in the heyday of his Brownie production, and certainly in 1895 when
Outcault was starting out, Cox was still pretty much in sole
possession of his tiny Band, and Outcault and his readers were
obviously familiar with Cox’s success. And other cartoonists
were, too. Trying to secure ownership of one’s creation was not
as unusual an occurrence as we might suppose. Rube
Goldberg, for example, managed to own his
characters and titles— Foolish
Questions, The Look-a-Like Boys (which had a
second life as Mike and Ike, They Look Alike,
a title that became a catch phrase), I’m
the Guy, Boob McNutt, and a host of others.
Throughout his career, beginning in 1907, Rube’s shrewd father
Max negotiated contracts for him in which his work was merely
licensed to syndicates and newspapers. And it is more than likely
that Goldberg was not alone in this.
Although
creators’ owning their creations seems to be a recent
phenomenon, it’s pretty clear that creator’s rights were
on the minds of many pioneering cartoonists. So why weren’t
more cartoonists successful in owning their own work? Why does that
seem so unusual?
Probably
because, as things worked out, creator ownership became increasingly
harder to secure. In newspapering, as syndicates emerged in the teens
and twenties, offering huge monetary rewards to those who signed with
them, cartoonists chose big bucks rather than ownership. Syndicates
insisted on retaining ownership in order to protect their investment:
if a cartoonist became too ill to work (or too hungover) or died, the
syndicate could hire someone else to continue the strip—without
having to bother about royalty problems. Publishers of comic books
(which began by reprinting newspaper strips) followed suit. In any
event, the emergence in the closing decade of the last century (that
is, the 20th) of creator ownership marks perhaps the final phase in
an effort that was too soon abandoned in the infancy of the medium.
And
now, a Gallery of Pertinent Pictures.
An
earlier, shorter, version of this article appeared in Comic
Book Marketplace No. 86 in October 2001. I am
obviously in debt for much of the Cox material to Wayne Morgan’s
extensive research which I discovered in an unpublished typescript.
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